Saguenay Strathmore Capital, LLC (Stamford)

Saguenay Strathmore Capital, LLC is a large advisory firm based in Stamford. It manages $1.11 billion of regulatory assets for 18 client accounts. It has been registered with the SEC as an adviser since 2012.

Saguenay Strathmore Capital provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as exempt market dealer in certain canadian provinces.

Saguenay Strathmore Capital: assets under management

The assets under management (AUM) of Saguenay Strathmore Capital, LLC is $1.11 billion. The firm's AUM has grown by 80% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $822.97 million in discretionary accounts and $282.43 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $137.16 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $23.54 million.

Saguenay Strathmore Capital has custody of $688.05 million in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Saguenay Strathmore Capital, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Saguenay Strathmore Capital, LLC

Brian Edward Walsh has been acting as President since 1 Jan 2004. Samantha Addonizio joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 1 indirect owner.

Based in Stamford

The principal office where Saguenay Strathmore Capital, LLC performs its advisory services is located at 750 Washington Blvd., Stamford, CT 06901, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-327-8600 or by fax 203-327-8599. The normal business hours are 9 am - 5 pm on Monday - Friday. You can find more information about the New York firm at .